Insights
Forms available through the Confirmation platform
2 minutes read
Auditors will send many types of requests your financial insitutions to verify balances, positions, and obligations. The Confirmation platform enables you to securely respond to confirmation requests across a wide range of financial products using standardized forms, saving you time and headaches.
Below is a summary of confirmation form types currently available to support your work.
Core Audit Confirmation Forms
- General Audit Confirmation
- Audit Query
- 客戶綜合
- Consolidated Confirmation
- 截止報表
- Document Request
- General Audit Request
- 客戶表格
Deposits, Cash & Client Accounts
- Client – All Account
- 定期存款
- 貨幣市場基金
- MMKT活期帳戶（MMDA）
- 保險箱
- 補償性餘額
- Collateral / Deposit Balances
- Escrow / Trust Account
- Fund Account (Corporate Trust Escrow / Asset)
Lending & Credit Facilities
- 信貸額度
- 按揭債務
- 銀行貸款
- Asset Based Lending (ABL)
- 商業房地產
- Construction Contract
- 出租人責任
- 或然負債
- 信用證
Securities & Investment Holdings
- 證券
- 證券 / 批發
- Securities with Broker
- Securities with Custodian
- 證券、現金和投資
- 過戶代理 - 股本
- 註冊 - 股本
Funds & Alternative Investments
- 避險基金投資
- Private Equity
- 私募股權投資
- Investment Fund
- Fund of Funds
- 貨幣市場基金
- Portfolio Company
Capital Markets & Derivatives
- 上市期權及期貨
- 期貨及上市期權
- OTC 衍生產品
- OTC估值 - 單一基金
- OTC估值 - 合併的多類基金
- 電子執行結算 (GSEC)
- Repo / Reverse Repo / Tri-Party Repo
- 商業票據餘額
- Pricing / Broker Quote
Debt & Structured Products
- 債券發行
- Bond / Note Debt Issue
- 商業票據餘額
- 衍生產品
Institutional & Regulatory Requests
- HUD按揭
- SEC 表格
- 退休金計劃資產 - 受託人
- Investor Fund SDS ID
- Legal Entity
- 法律實體合併
International Financial Institutions
- Financial Institution – US (Asset)
- Financial Institution – US (Liability)
- Financial Institution – Non-US (Asset)
- Financial Institution – Non-US (Liability